Risk Advisory Consulting
BDO Consulting provides a range of compliance services that include Sarbanes-Oxley and regulatory matters. By aligning compliance programs with organizational strategies and objectives, we assist clients in establishing a compliance program with greater accuracy, reliability and cost-effectiveness. Our methodology can improve the efficiency and effectiveness of existing 404 compliance processes. As a division of a national accounting firm, our professionals leverage the firm’s broad regulatory and industry expertise to deliver comprehensive regulatory compliance services.
Our Regulatory Compliance Services
Sarbanes-Oxley Compliance
BDO Consulting’s knowledgeable professionals understand the challenges that must be overcome,
as well as the opportunities available to organizations in complying with the Sarbanes-Oxley Act. Our seasoned professionals apply a top down, risk-based approach to each engagement, including our methodologies to improve the efficiency and effectiveness of existing 404 compliance processes.
Regulatory Compliance
BDO Consulting’s Regulatory Compliance practice assists financial institutions and organizations with regulatory requirements and industry standards by addressing the risks associated with non-compliance in the dynamic area of financial institution regulation. We provide bank regulatory services to a broad cross-section of the financial services industry including domestic and foreign banks, broker/dealers, insurance companies and large money services businesses.
Our professionals, who have held positions as banking regulators, compliance officers and banking executives, are accomplished problem solvers with diverse specialty areas of knowledge including IRS 1441/Qualified Intermediary, Bank Secrecy Act, Fair Lending, Data Privacy and Information Security and Bank Holding Company related regulations.